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Disclosure of Inside Information by Listed Corporations

Event Details:

Speaker : Mr. Brian Ho, Executive Director, Corporate Finance Division, Securities and Futures Commission

Date : 19 June 2012 (Tuesday)

Time : 7:00pm - 9:00pm (Registration starts at 6:30pm)

Venue : Auditorium, 1/F., Duke of Windsor Social Service Building, 15 Hennessy Road, Wanchai, Hong Kong

Language : Cantonese (no simultaneous translation)

CPD Credit : 2 hours

Fee : Free

Closing for Enrolment : 12 June 2012 (Tuesday)

About the seminar:

The Securities and Futures (Amendment) Ordinance to statutorily oblige disclosure of price sensitive, or “inside” information by listed corporations in a timely manner was gazetted on 4 May 2012. The statutory disclosure regime will take effect on 1 January 2013 to give listed corporations sufficient time to prepare themselves to comply with the new requirements and to set up the necessary internal control systems.

At this seminar, the SFC will explain the salient features of the legislation and the issues concerning the implementation of the new regime.

About the speaker:

Brian has been working in the SFC for more than 15 years. He heads the Corporate Finance Division in SFC, which oversees takeovers and mergers, dual filing and listing policy matters. Previously practised as solicitor in leading law firms, Brian has extensive regulatory experience and in-depth knowledge in the corporate finance field. Brian also sits on the Listing Nominating Committee and chairs the Public Shareholders Group.


1) Those interested are requested to register on-line by filling in the attached enrolment form. If the number of applications received exceeded the capacity, applicants will be short listed by drawing of lots**.

2) Confirmation to successful applicants will be issued two business days before the event by e-mail.

3) Applicants may check their registration status using the same membership number of their professional affiliation when they register.

**The process will be observed by independent professional to ensure that it is to be carried out fairly.

Seat Accommodation:

Please note that seats accommodation for accepted participants will be reserved until 15 minutes after the seminar starts. Seats may not be available for participants who are late for over 15 minutes.

CPD Hours:

For those participants who have not attended the full session, the number of CPD hours will be discounted according to the actual time of attendance. Completed CPD hours will be granted to attendees who have attended the full session. For the exact recognition of the CPD hours, please check with the respective Institute or Association.

Bad Weather Arrangement:

The event may be cancelled or re-scheduled when typhoon no.8 or black rainstorm warning is hoisted. Please refer to our web site for the arrangement.


Accounting Resources Centre (ARC)

CPD Requirements: Our seminars can fulfil CPD requirements. As professional bodies would not formally endorse the seminars we provide, it does not mean that the events we organize do not meet the CPD purpose. Registrants should note that you are responsible for determining whether our seminars or any event satisfy your CPD requirements i.e. that the training you receive are of appropriate standard and relevance to your maintaining and enhancing the technical knowledge and professional expertise. If necessary, please check with your respective professional body before registering our seminars. ARC does not warrant that the attendance of our seminars or events would automatically be recognized by the respective professional bodies as fulfilling your CPD requirements.

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