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Integrating Governance, Risk Management and Compliance – Breaking the Silos

Event Details:

Speaker : Mr. Michael K. H. Chan, Chief Executive of C&C Advisory Services Limited

Facilitator : Mr. Fergus Wong

Date : 11 August 2011 (Thursday)

Time : 7:00pm - 9:00pm (Registration starts at 6:30pm)

Venue : Auditorium, 1/F., Duke of Windsor Social Service Building, 15 Hennessy Road, Wanchai, Hong Kong

Language : Cantonese (no simultaneous translation)

CPD Credit : 2 hours

Fee : HK$100**

** Fees collected will be utilized to fund events and activities for development of the accounting profession.

About the seminar:

The rising importance of corporate governance and the focus and attention on risk management and internal controls have resulted in a lot of efforts being put in by various departments and functions (particularly those primarily responsible for assurance and control services within the organization i.e. internal audit, risk management, compliance and operational risk management etc.) to strengthen and improve in those areas. However, in most cases, these functions are working on their own without alignment of objectives and working with different approach and methodology in relation to risk identification, assessment and response. Accordingly, assurance services are not effective and very often user departments and operation units found themselves facing confusion as they need to deal with what seems to be diverging views and recommendations from different assurance services functions. The speaker will introduce an integrated approach to Governance, Risk and Compliance management based on the COSO ERM Framework and explain how the ERM framework can be effectively implemented by organizations

About the speaker:

Michael K. H. Chan is the Chief Executive of C&C Advisory Services Limited, a company specializes in Governance, Risk and Compliance (GRC) management services and an Adjunct Professor in the School of Accounting and Finance of the Hong Kong Polytechnic University. Before setting up C&C, Chan was the Head of Group Compliance of Ping An Insurance (Group) of China. He has over 30 years of external audit, IT audit, training, accounting and finance, MIS management, internal audit, information security, compliance and risk management experiences gained from working in Hong Kong, England, Australia and Mainland China. Chan was an Elected Council Member of the HKICPA (1998-2005) and the President of the Hong Kong Branch of CPA Australia (1997-1998). He is currently an Advisor of the Joint Sectors Committee of CPA Australia, Greater China Division.


1) Those interested are requested to register on-line by filling in the attached enrolment form. Acceptance will be on a first-come-first-served basis.

2) Successful enrolments will be confirmed by email. Unsuccessful applicants will be automatically placed on waiting list; they will be called up in the order of time of receipt of registration when vacancies arise.

3) Applicants may check their registration status using the same membership number of their professional affiliation when they register.


1) After receiving our Confirmation, you can either pay cash or cheque for admission at location.

2) If pay by cash, please present the Confirmation with your cash payment when you attend the seminar.

3) If pay by cheque, please make cheque payable to Accounting Development Foundation Limited. Write down your name and Enrolment ID number on the back of the cheque and submit it with the Confirmation when you attend the seminar.

Seat Accommodation:

Please note that seats accommodation for accepted participants will be reserved until 15 minutes after the seminar starts. Seats may not be available for participants who are late for over 15 minutes.

CPD Hours:

For those participants who have not attended the full session, the number of CPD hours will be discounted according to the actual time of attendance. Completed CPD hours will be granted to attendees who have attended the full session. For the exact recognition of the CPD hours, please check with the respective Institute or Association.


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